LAKESIDE COVE RV PARK
Privacy Policy
• is about, or pertains to, a specific individual; and
• can be linked either directly or indirectly to that individual.
Generally speaking, we collect and process personal data as follows:
• from employees and independent contractors in the context of the employment or contractor relationship,
• from clients who wish to engage in advisory services or private placement securities transactions, and
• from customers and issuers (parties participating in securities transactions) as necessary to effect transactions and as required by regulatory agency or legal requirements.
• We notify individuals about the personal data we collect from them, how we use it and how to contact us with privacy concerns. All personal data is collected and processed with the express and informed consent of the relevant individuals or is collected and processed pursuant to mandatory legal requirements, including but not limited to those imposed by FINRA and the SEC.
• We provide such notice through this policy, our engagement letters or other similar documents, instructions on personal data collection forms, and direct
communication with individuals from whom we collect personal data.
• Consent for personal data to be collected, used, and/or disclosed in certain ways (including opt-in consent for sensitive data) may be required in order for an
individual to obtain or use our services. Such consent is provided through our engagement letters, employment agreements, customer identification forms, subscription agreements and other similar documents.
• We have the individual’s permission to make the disclosure.
• The disclosure is required by lawful request by public authorities, including to meet national security, regulatory agency or law enforcement requirements.
• The disclosure is required by law or mandatory professional standards.
• The disclosure is reasonably related to the sale or other disposition of all or part of our business.
• The information in question is publicly available.
• The disclosure is reasonably necessary for the establishment of legal claims.
• The disclosure is to persons or entities providing services on our or the individual’s behalf (each a “transferee”), consistent with the purpose for which the information was obtained, if the transferee, with respect to the information in question, is subject to law providing an adequate level of privacy protection or has agreed to provide an adequate level of privacy protection.
• We may supply personal data to a transferee for the purpose of verifying identification or suitability for customers and issuers.
• We may transfer personal data from one jurisdiction to another. Privacy laws vary by jurisdiction, and some may provide less or different legal protection than others.
* If you do not wish to provide all of the information requested on Lakeside Cove Customer Identification Form, or if your identity cannot be adequately verified in accordance with federal requirements, Lakeside Cove reserves the right to refuse your participation in the transaction.
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